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Duke Law > Duke Law Scholarship Repository > Journals > LCP > Vol. 4 > No. 1 (1937)

 

Volume 4, Number 1 (January 1937)
Three Years of the Securities Act—Part I

Professor Warner Fuller
Special Editor for this Symposium

Preliminary

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Foreword

Warner Fuller

1

 

Articles

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The Securities and Exchange Commission: Its Organization and Functions Under the Securities Act of 1933

Adolph C. Johnson and Andrew Jackson

3

 

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Registration Under the Securities Act of 1933

R. W. Goldschmidt

19

 

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A Study of Ineffective Investment Trust and Precious Metal Mining Issues

Edward G. Cale

32

 

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Investment Banking Methods Prior to and Since the Securities Act of 1933

Paul P. Gourrich

44

 

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Some Effects of the Securities Act Upon Investment Banking Practices

George E. Bates

72

 

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The Securities Act and its Effect Upon the Institutional Investor

C. John Kuhn

80

 

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Some Problems of Exemption Under the Securities Act of 1933

Allen E. Throop and Chester T. Lane

89

 

Index

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Index

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