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Duke Law > Duke Law Scholarship Repository > Journals > LCP > Vol. 29 > No. 3 (1964)

 

Volume 29, Number 3 (Summer 1964)
Securities Regulation

Robert H. Mundheim
Special Editor for this Symposium

Preliminary

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Foreword

Robert H. Mundheim

649

 

Articles

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Administrative Agencies and the Securities and Exchange Commission

William L. Cary

653

 

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Self-Regulation in the Securities Industry: The Role of the Securities and Exchange Commission

Richard W. Jennings

663

 

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Broker-Dealer Selling Practice Standards: The Importance of Administrative Adjudication in Their Development

Manuel F. Cohen and Joel J. Rabin

691

 

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The Proxy Rules: A Case Study in the Administrative Process

Robert B. von Mehren and John C. McCarroll

728

 

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“Integration” of the Dissemination of Information Under the Securities Act of 1933 and the Securities Exchange Act of 1934

Harry Heller

749

 

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Duties and Responsibilities of Directors of Mutual Funds

Alfred Jaretzki Jr.

777

 

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Applicability of the Federal Securities Laws to Pension and Profit-Sharing Plans

Robert H. Mundheim and Gordon D. Henderson

795

 

Journal Staff

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Journal Staff