Financial Regulation in a Global Market Place: Report of the Duke Global Capital Markets Roundtable

Document Type


Publication Date



capital markets, financial regulation

Subject Category

International Law | Law | Securities Law


This report summarizes the discussion of over sixty participants in the April 30, 2007 roundtable convened by the Duke Global Capital Market Center. The roundtable focused on important issues posed by the increasing globalization of securities offerings and trading markets. The invited participants were selected because of their broad experience as regulators, practitioners, or academics in international securities transactions, assuring a wide spectrum of views on the future direction of regulation.